Search for: "Eric M. Dodd" Results 1 - 20 of 59
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15 Sep 2015, 2:09 am by Broc Romanek
Ahead of our webcast in two days that features the SEC’s Chief of the Office of Whistleblower – Sean McKessy – the Second Circuit agreed with the SEC in a split decision that a Dodd-Frank whistleblower did not have to make a report directly to the SEC to bring a Dodd-Frank retaliation claim. [read post]
11 Mar 2011, 12:43 am by Erik Gerding
 Berkeley Business Law Journal are co-hosting a symposium today on the Dodd-Frank Act and financial regulatory reform. [read post]
4 Nov 2022, 6:30 am
Securities and Exchange Commission, on Sunday, October 30, 2022 Tags: Clawbacks, Dodd-Frank Act, Dodd-Frank s.953, legal framework, SEC, SEC enforcement Statement by Chair Gensler on Final Rules Regarding Clawbacks of Erroneously Awarded Compensation Posted by Gary Gensler, U.S. [read post]
1 Aug 2020, 5:22 am
Lisa Blunt Rochester of Delaware, Los Angeles Mayor Eric Garcetti; and Biden's former White House and Senate counsel, Cynthia Hogan....Somebody leaked all that. [read post]
20 Jan 2016, 12:47 pm by Daniel Shaviro
But I'm less sold on the paper's analysis of bundling corporate governance services with makng one accept resident taxpayer status. [read post]
12 Dec 2011, 4:44 am
Sergeant Eric Zawacki, 37, was standing next to his police cruiser when a driver of a black Chevrolet Avalanche stopped and asked the officer for directions. [read post]
19 Feb 2018, 8:28 am by Eric Goldman
by guest blogger Samuel Becher, Victoria University of Wellington, New Zealand [Eric’s note: I’m pleased to share this guest blog post from Prof. [read post]
30 Nov 2016, 3:22 am by Broc Romanek
– What are the prospects of legislative changes in the near term, including a full – or partial – repeal of Dodd-Frank? [read post]
13 Jan 2017, 6:11 am
Cunningham, George Washington University, on Monday, January 9, 2017 Tags: Boards of Directors, Corporate governance, Dodd-Frank Act, Institutional Investors, Sarbanes–Oxley Act, Securities regulation, Shareholder activism, Shareholder rights, State law Constitutionality of SEC’s Administrative Law Judges Headed to Supreme Court? [read post]
3 Jun 2011, 8:24 pm by Peter Conti-Brown
  I'm on the record coming down emphatically on the side of Anat and Paul on this, but do think the JPMC and McKinsey reps ask perfectly valid questions. [read post]